• Exam Code: ISO-14001-Lead-Auditor
  • Exam Name: PECB Certified EMS ISO 14001 Lead Auditor Exam
  • Certification Provider: PECB
  • Corresponding Certification:ISO 14001
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PECB ISO-14001-Lead-Auditor Exam Syllabus Topics:

TopicDetails
Topic 1
  • Fundamental principles and concepts of an environmental management system: This section of the exam measures the foundational knowledge of EMS auditors and covers key principles such as environmental sustainability, continual improvement, and the process approach. It assesses understanding of how environmental management systems contribute to overall business performance and regulatory compliance.
Topic 2
  • Closing an ISO 14001 audit: This domain focuses on the responsibilities of audit consultants during the audit closure process. It includes evaluating findings, preparing audit conclusions, holding closing meetings, and ensuring proper reporting and communication of results.
Topic 3
  • Conducting an ISO 14001 audit: This part tests the practical skills of EMS auditors in executing the audit, including conducting meetings, collecting audit evidence, interviewing personnel, and documenting findings in accordance with ISO 14001 standards.
Topic 4
  • Preparing an ISO 14001 audit: This domain measures the competence of audit consultants in planning and preparing for an ISO 14001 audit. It covers audit objectives, scope, criteria, and developing the audit plan, ensuring readiness for an efficient and objective audit.
Topic 5
  • Fundamental audit concepts and principles: This section of the exam assesses the grasp EMS auditors have on core audit principles such as integrity, fair presentation, due professional care, and evidence-based evaluation. It ensures auditors can apply these principles consistently in the audit process.
Topic 6
  • Managing an ISO 14001 audit program: This section of the exam evaluates the ability of EMS auditors to manage a complete audit program. It includes planning, implementing, monitoring, and continually improving the audit program to align with organizational and compliance goals.

Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-14001/iso-14001-lead-auditor

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PECB Certified EMS ISO 14001 Lead Auditor Sample Questions:

You are responsible for the second surveillance audit of ABC, a medium-sized metal mechanical manufacturing organisation. The significant environmental aspects are loud noise, solid waste, energy consumption and liquid waste.
During the opening meeting, you are informed that when COVID-19 started, sales increased considerably, so they had to open a third shift, from 10 pm to 6 am. You interview the Production Manager.
You: How did you carry out this change and how did you evaluate the impact on ABC's EMS?
PM: It was very simple, we just did it.
You: Did you introduce any change in the EMS?
PM: No. It is the same processes, the same products, the same materials, therefore the same environmental aspects.
You: What about the people?
PM: We distributed the most experienced workers among the three shifts. They trained the newly hired personnel.
Which of the six key questions from the following list would you ask? Have you...

  • A. reviewed the needs and expectations of interested parties?
  • B. reviewed the documented operational procedures?
  • C. evaluated the extra amount of waste that will be generated?
  • D. developed any formal documented plan to change the EMS?
  • E. reviewed the authorities and responsibilities of all roles?
  • F. reviewed the emergency response plans?
  • G. revised the internal audit programme?
  • H. reviewed the infrastructure maintenance plan?
  • I. reviewed the environmental objectives?
Reveal Solution  Discussion  0

Correct Answer: A,B,C,F,G,I  🗳️

Explanation: Only visible for ITPassLeader members. You can sign-up / login (it's free).

Which two of the following actions are the exclusive responsibility of an audit team leader during all stages of an initial certification audit?

  • A. Communicating with the auditee regarding the logistics for the audit
  • B. Planning the audit
  • C. Sending the report to the accreditation body
  • D. Defining the duration of the audit
  • E. Evaluating the process established by the auditee to identify significant environmental aspects
  • F. Granting certification to the organisation being audited
Reveal Solution  Discussion  0

Correct Answer: A,B  🗳️

Explanation: Only visible for ITPassLeader members. You can sign-up / login (it's free).

Sparkle is an organisation that provides mobile car cleaning services at customers ' premises. It has been certified to ISO 14001 for some time and has appointed a new EMS Manager. The audit plan during a surveillance audit includes the improvement actions and the auditor asks to see the most recent management review meeting minutes.
Which six statements would represent output audit evidence for the management review?

  • A. Report of performance of EMS objectives in the last year
  • B. Procurement of new spill kits for operators
  • C. Updated environmental signs in the production facility
  • D. Staff feedback of environmental risks
  • E. Allocation of a bigger budget for the EMS department
  • F. Changes in the EMS documentation
  • G. Plan to prioritise environmental improvement as a business strategy
  • H. Minutes of previous management reviews
  • I. Changes to the significant environmental aspects
  • J. Decisions related to continual improvement opportunities
Reveal Solution  Discussion  0

Correct Answer: A,E,F,G,I,J  🗳️

You are responsible for the second surveillance audit of ABC, a medium-sized metal mechanical manufacturing organisation. The significant environmental aspects are loud noise, solid waste, energy consumption, and liquid waste.
During the opening meeting, you are informed that when COVID-19 started, sales increased considerably, so they had to open a third shift (10 pm to 6 am). You interview the Production Manager.
You: How did you carry out this change, and how did you evaluate the impact on ABC ' s EMS?
PM: It was very simple; we just did it.
You: Did you introduce any change in the EMS?
PM: No. It is the same processes, the same products, the same materials, therefore the same environmental aspects.
You: What about the people?
PM: We distributed the most experienced workers among the three shifts. They trained the newly hired personnel.
Which of the six key questions from the following list would you ask? Have you . . .

  • A. reviewed the needs and expectations of interested parties?
  • B. reviewed the scope of the EMS?
  • C. reviewed the documented operational procedures?
  • D. evaluated the extra amount of waste that will be generated?
  • E. developed any formal documented plan to change the EMS?
  • F. reviewed the authorities and responsibilities of all roles?
  • G. reviewed the emergency response plans?
  • H. revised the internal audit programme?
  • I. reviewed the environmental policy?
  • J. considered COVID-19 as an external issue?
  • K. reviewed the infrastructure maintenance plan?
  • L. reviewed the environmental objectives?
Reveal Solution  Discussion  0

Correct Answer: A,D,E,G,H,J  🗳️

Explanation: Only visible for ITPassLeader members. You can sign-up / login (it's free).

Considering the requirements of clauses 6.1.2 and 6.1.4 of ISO 14001:2015, put the actions in the correct order to complete a process/task.

Reveal Solution  Discussion  0

Correct Answer:


Explanation:

Determine environmental aspects
Determine environmental impacts
Establish criteria to determine the significance of impacts
Determine which impacts are significant
Determine which aspects are significant
Plan actions to be taken
Determine how to evaluate the effectiveness of the actions taken
According to ISO 14001:2015 clause 6.1.2 (Environmental Aspects), an organization must determine the environmental aspects of its activities, products, and services that it can control and influence, and their associated environmental impacts.
Once identified, the organization shall:
Determine the aspects that can have significant impact on the environment using established criteria for evaluating significance. (Reference: ISO 14001:2015, clause 6.1.2) Then, as per clause 6.1.4 (Planning action), the organization needs to:
Plan actions to address significant environmental aspects, legal requirements, and risks/opportunities.
Determine how to evaluate the effectiveness of these actions to ensure continual improvement.
This logical sequence ensures a structured and risk-based approach to identifying and managing environmental impacts.
Reference: ISO 14001:2015 - Clause 6.1.2 and 6.1.4

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