• Exam Code: CAMS7
  • Exam Name: Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Korean Version)
  • Certification Provider: ACAMS
  • Corresponding Certification:CAMS Certification
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ACAMS CAMS7 Korean Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Money Laundering and Terrorist Financing Concepts30%- Definitions and stages of money laundering
  • 1. Terrorist financing typologies
    • 2. Placement, layering, integration
      - Global AML/CFT standards
      • 1. FATF Recommendations
        • 2. International regulatory frameworks
          Topic 2: AML Compliance Framework25%- Compliance program components
          • 1. Policies and procedures
            • 2. Internal controls
              - Roles and responsibilities
              • 1. Governance and oversight
                • 2. Compliance officer duties
                  Topic 3: Risk Management and Due Diligence25%- Transaction monitoring and reporting
                  • 1. Suspicious Activity Reports (SAR/STR)
                    • 2. Monitoring systems and typologies
                      - Customer Due Diligence (CDD/KYC)
                      • 1. Customer identification programs (CIP)
                        • 2. Enhanced due diligence (EDD)
                          Topic 4: Detecting and Preventing Financial Crime20%- Investigations and enforcement
                          • 1. Case management and documentation
                            • 2. Regulatory investigations
                              - Financial crime typologies
                              • 1. Trade-based money laundering
                                • 2. Fraud and corruption schemes

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Korean Version) Sample Questions:

                                  1. 부정적인 뉴스와 평판 위험에 대한 부정적인 미디어 검토의 일부인 활동은 무엇입니까? (세 가지를 선택하세요.)

                                  A) 관련 기관에 대한 규제 업데이트 및 시행 조치를 주기적으로 모니터링합니다.
                                  B) 피드백과 설문조사를 통한 고객 감정 분석
                                  C) 범죄 활동이나 제재와 관련된 개인 또는 단체 식별
                                  D) 개인 또는 법인의 신용점수 변화 모니터링
                                  E) 공개적으로 사용 가능한 뉴스 기사 및 규제 알림 스캔


                                  2. 미국과 유럽 연합의 주요 금융범죄 방지(AFC) 규제 기관과 각 기관의 역할은 무엇입니까?

                                  A) FinCEN과 ESMA는 자금세탁 방지를 위한 제재 조치를 발표했습니다.
                                  B) 미국 증권거래위원회(SEC)와 유럽은행감독청(EBA)은 자금세탁방지(AML) 및 제재를 집행하는 주요 기관입니다.
                                  C) 미국 재무부 해외자산통제국(OFAC)은 미국의 제재를 집행하고, 미국 금융범죄단속네트워크(FinCEN)는 자금세탁에 중점을 둡니다. 유럽연합(EU)에서는 유럽위원회가 자금세탁방지/테러자금조달방지(AML/CFT) 규정을 제정하고, 회원국의 집행은 AML 당국이 조율합니다.
                                  D) 미국 연방준비제도와 유럽중앙은행은 자금세탁 및 제재를 감독합니다.


                                  3. 다음 중 생명보험 회사의 자금세탁 위험 신호로 알맞은 것은 무엇입니까? (두 가지 선택)

                                  A) 정기적으로 정책을 전환하고 페널티를 수용합니다.
                                  B) 두 개 이상의 보험 증권을 보유한 자연인
                                  C) 노인 수혜자 지급금
                                  D) 높은 보험료로 높은 수익률을 제공하는 생명보험
                                  E) 몇 년 동안 선불로 보험료를 지불하고 조기 해지하여 환불받는 것


                                  4. 2012년 금융활동기구(FATF)의 40가지 권고사항 및/또는 11가지 즉각적 결과에 관해 다음 진술 중 어느 것이 사실입니까?

                                  A) 11가지 즉각적 결과는 강화된 모니터링이 필요한 고위험 관할권에 대한 구체적인 권장 사항입니다.
                                  B) 40개 권장사항의 초석은 각 관할권에서 위험 기반 접근 방식을 채택하는 것입니다.
                                  C) 40가지 권장 사항은 새로운 기술의 영향을 반영하도록 업데이트되지 않았습니다.
                                  D) 각 관할권은 40개 권장사항에 대한 해석 노트에 대한 비공개 접근을 위해 FATF에 연락할 수 있습니다.


                                  5. 다음 중 신뢰할 수 있고 독립적인 출처 문서, 데이터 또는 정보로 간주될 수 있는 것은 무엇입니까?

                                  A) 잠재 고객이 제공한 정보
                                  B) 정부 발급 신분증 사본
                                  C) 오픈소스 데이터베이스에서 얻은 정보
                                  D) 정부 관리 등록부에서 직접 얻은 정보


                                  Solutions:

                                  Question # 1
                                  Answer: A,C,E
                                  Question # 2
                                  Answer: C
                                  Question # 3
                                  Answer: A,E
                                  Question # 4
                                  Answer: B
                                  Question # 5
                                  Answer: D

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